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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable Settlements of Disciplinary Matters To Be Considered for Approval or Rejection by Exchange Hearing Officers Without the Need To Convene a Formal Hearing

Details

Rule Type

Notice

Release Number

34-56707

SEC Issue Date

Oct. 26, 2007 | 3:19 pm ET

Federal Register Publish Date

Nov. 5, 2007 | 12:28 am ET

Document Citation

72 FR 62500

Resources

34-56707

Federal Register Version

SRO Organization

American Stock Exchange (Amex)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable Settlements of Disciplinary Matters To Be Considered for Approval or Rejection by Exchange Hearing Officers Without the Need To Convene a Formal Hearing

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable Settlements of Disciplinary Matters To Be Considered for Approval or Rejection by Exchange Hearing Officers Without the Need To Convene a Formal Hearing

Details

Resources