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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Reporting of Odd-Lot Transactions to FINRA

Details

Rule Type

Notice

Release Number

34-56669

SEC Issue Date

Oct. 17, 2007 | 2:50 pm ET

Federal Register Publish Date

Oct. 24, 2007 | 11:36 pm ET

Document Citation

72 FR 60398

Resources

34-56669

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Reporting of Odd-Lot Transactions to FINRA

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Reporting of Odd-Lot Transactions to FINRA

Details

Resources