Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Reporting of Odd-Lot Transactions to FINRA

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Oct. 17, 2007

Resources

Notice Rule: SEC Issued Version (pdf 59.74 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 14, 2007

File Number

SR-FINRA-2007-017

Rule Type

Notice

Release Number

34-56669

SEC Issue Date

Oct. 17, 2007

Federal Register Publish Date

Oct. 24, 2007

Document Citation

72 FR 60398

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Reporting of Odd-Lot Transactions to FINRA

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Reporting of Odd-Lot Transactions to FINRA

Resources

Details