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Regulatory Release

Order Approving Proposed Rule Change Relating to the Reporting of Foreign Equity Securities to the Order Audit Trail System

Details

Rule Type

Order

Release Number

34-56571

SEC Issue Date

Sept. 28, 2007 | 2:50 pm ET

Federal Register Publish Date

Oct. 4, 2007 | 11:36 pm ET

Document Citation

72 FR 56816

Resources

Rel. No. 34-56571

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 20, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change Relating to the Reporting of Foreign Equity Securities to the Order Audit Trail System

Details

Resources

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Order Approving Proposed Rule Change Relating to the Reporting of Foreign Equity Securities to the Order Audit Trail System

Details

Resources