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Regulatory Release

Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade

Details

Rule Type

Notice

Release Number

34-56555

SEC Issue Date

Sept. 27, 2007 | 2:44 pm ET

Federal Register Publish Date

Oct. 4, 2007 | 11:23 pm ET

Document Citation

72 FR 56814

Resources

Rel. No. 34-56555

Federal Register Version

SRO Organization

NYSE Arca (NYSEARCA)

Nasdaq ISE, LLC (ISE)

Cboe Exchange, Inc. (CBOE)

Boston Stock Exchange (BSE)

American Stock Exchange (Amex)

Last Reviewed or Updated: Aug. 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade

Details

Resources

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Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade

Details

Resources