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Regulatory Release

Notice of Filing of Amendment Nos. 3 and 4 and Order Granting Accelerated Approval of the Proposed Rule, as Amended, Related to Sales Practice Standards and Supervisory Requirements for Transactions in Variable Annuities

Details

Rule Type

Notice

Release Number

34-56375A

SEC Issue Date

Sept. 14, 2007 | 3:17 pm ET

Federal Register Publish Date

Sept. 19, 2007 | 12:24 am ET

Document Citation

72 FR 53612

Resources

Rel. Nos. 34-56375A

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 23, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Amendment Nos. 3 and 4 and Order Granting Accelerated Approval of the Proposed Rule, as Amended, Related to Sales Practice Standards and Supervisory Requirements for Transactions in Variable Annuities

Details

Resources

More in this Section

Notice of Filing of Amendment Nos. 3 and 4 and Order Granting Accelerated Approval of the Proposed Rule, as Amended, Related to Sales Practice Standards and Supervisory Requirements for Transactions in Variable Annuities

Details

Resources