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Regulatory Release

Notice of Filing of a Proposed Rule Change To Amend Its Rules and Procedures With Regard to the Automated Customer Account Transfer Service (ACATS) and ACATS Fund/SERV Processing

Details

Rule Type

Notice

Release Number

34-56372

SEC Issue Date

Sept. 7, 2007 | 3:01 pm ET

Federal Register Publish Date

Sept. 13, 2007 | 11:54 pm ET

Document Citation

72 FR 52416

Resources

Rel. No. 34-56372

Federal Register Version

SRO Organization

National Securities Clearing Corporation

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Amend Its Rules and Procedures With Regard to the Automated Customer Account Transfer Service (ACATS) and ACATS Fund/SERV Processing

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change To Amend Its Rules and Procedures With Regard to the Automated Customer Account Transfer Service (ACATS) and ACATS Fund/SERV Processing

Details

Resources