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Regulatory Release

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish a Membership Waive-In Process for Certain NYSE Member Organizations

Details

Rule Type

Notice

Release Number

34-56347

SEC Issue Date

Aug. 31, 2007 | 3:17 pm ET

Federal Register Publish Date

Sept. 7, 2007 | 12:24 am ET

Document Citation

72 FR 51483

Resources

Rel. No. 34-56347

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish a Membership Waive-In Process for Certain NYSE Member Organizations

Details

Resources

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Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish a Membership Waive-In Process for Certain NYSE Member Organizations

Details

Resources