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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Step-Outs and Transfers of Sales Fees

Details

Rule Type

Notice

Release Number

34-56345

SEC Issue Date

Aug. 31, 2007 | 2:56 pm ET

Federal Register Publish Date

Sept. 11, 2007 | 11:45 pm ET

Document Citation

72 FR 51880

Resources

34-56345

Federal Register Version

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Step-Outs and Transfers of Sales Fees

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Step-Outs and Transfers of Sales Fees

Details

Resources