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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Certain FINRA Rules Relating to Trading Halts and Disclosure of Disciplinary Information

Details

Rule Type

Notice

Release Number

34-56204

SEC Issue Date

Aug. 3, 2007 | 2:56 pm ET

Federal Register Publish Date

Aug. 13, 2007 | 11:45 pm ET

Document Citation

72 FR 45288

Resources

34-56204

Federal Register Version

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Certain FINRA Rules Relating to Trading Halts and Disclosure of Disciplinary Information

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Certain FINRA Rules Relating to Trading Halts and Disclosure of Disciplinary Information

Details

Resources