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Regulatory Release

Notice of Filing of Proposed Rule Change Relating to the Reporting of Foreign Equity Securities to the Order Audit Trail System

Details

Rule Type

Notice

Release Number

34-56199

SEC Issue Date

Aug. 3, 2007 | 2:50 pm ET

Federal Register Publish Date

Aug. 9, 2007 | 11:36 pm ET

Document Citation

72 FR 44899

Resources

Rel. No. 34-56199

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Relating to the Reporting of Foreign Equity Securities to the Order Audit Trail System

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change Relating to the Reporting of Foreign Equity Securities to the Order Audit Trail System

Details

Resources