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Regulatory Release

Notice of Filing and Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the National Association of Securities Dealers, Inc

Details

Rule Type

Notice

Release Number

34-56148

SEC Issue Date

July 26, 2007 | 2:42 pm ET

Federal Register Publish Date

Aug. 1, 2007 | 10:04 am ET

Document Citation

72 FR 42146

Resources

34-56148

Federal Register Version

SRO Organization

17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the National Association of Securities Dealers, Inc

Details

Resources

More in this Section

Notice of Filing and Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the National Association of Securities Dealers, Inc

Details

Resources