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Regulatory Release

Notice of Filing of Proposed Rule Change To Modify Order Audit Trail System Rules To Provide an Exemption From Transmission Requirements for Proprietary Orders and Amendment No. 1 Thereto

Details

Rule Type

Notice

Release Number

34-55870

SEC Issue Date

June 6, 2007 | 2:56 pm ET

Federal Register Publish Date

June 13, 2007 | 11:45 pm ET

Document Citation

72 FR 32692

Resources

Rel. No. 34-55870

Federal Register Version

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Modify Order Audit Trail System Rules To Provide an Exemption From Transmission Requirements for Proprietary Orders and Amendment No. 1 Thereto

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Modify Order Audit Trail System Rules To Provide an Exemption From Transmission Requirements for Proprietary Orders and Amendment No. 1 Thereto

Details

Resources