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Regulatory Release

Notice of Filing of Proposed Rule Change Creating NASD Rule 1160 (Firm Contact Information) Regarding the Reporting and Annual Review of Designated Contact Information to NASD

Details

Rule Type

Notice

Release Number

34-55810

SEC Issue Date

May 24, 2007 | 3:17 pm ET

Federal Register Publish Date

May 31, 2007 | 12:24 am ET

Document Citation

72 FR 30404

Resources

Rel. No. 34-55810

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Creating NASD Rule 1160 (Firm Contact Information) Regarding the Reporting and Annual Review of Designated Contact Information to NASD

Details

Resources

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Notice of Filing of Proposed Rule Change Creating NASD Rule 1160 (Firm Contact Information) Regarding the Reporting and Annual Review of Designated Contact Information to NASD

Details

Resources