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Regulatory Release

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Order Audit Trail System

Details

Rule Type

Notice

Release Number

34-55806

SEC Issue Date

May 23, 2007 | 3:17 pm ET

Federal Register Publish Date

May 31, 2007 | 12:24 am ET

Document Citation

72 FR 30406

Resources

Rel. No. 34-55806

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Order Audit Trail System

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Order Audit Trail System

Details

Resources