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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Obligations for Transactions in Foreign Equity Securities

Details

Rule Type

Notice

Release Number

34-55745

SEC Issue Date

May 11, 2007 | 3:17 pm ET

Federal Register Publish Date

May 17, 2007 | 12:24 am ET

Document Citation

72 FR 27891

Resources

34-55745

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Obligations for Transactions in Foreign Equity Securities

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Obligations for Transactions in Foreign Equity Securities

Details

Resources