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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule To Describe How a Failure To Comply With Nasdaq's Requirements Concerning Direct Registration Programs Is Treated

Details

Rule Type

Notice

Release Number

34-55652

SEC Issue Date

April 20, 2007 | 2:56 pm ET

Federal Register Publish Date

April 27, 2007 | 11:45 pm ET

Document Citation

72 FR 21060

Resources

34-55652

Federal Register Version

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule To Describe How a Failure To Comply With Nasdaq's Requirements Concerning Direct Registration Programs Is Treated

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule To Describe How a Failure To Comply With Nasdaq's Requirements Concerning Direct Registration Programs Is Treated

Details

Resources