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Regulatory Release

Order Granting Approval to Proposed Rule Change Relating to Additional Mark-Up Policy for Transactions in Debt Securities, Except Municipal Securities

Details

Rule Type

Order

Release Number

34-55638

SEC Issue Date

April 16, 2007 | 3:17 pm ET

Federal Register Publish Date

April 23, 2007 | 12:24 am ET

Document Citation

72 FR 20150

Resources

Rel. No. 34-55638

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 29, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Approval to Proposed Rule Change Relating to Additional Mark-Up Policy for Transactions in Debt Securities, Except Municipal Securities

Details

Resources

More in this Section

Order Granting Approval to Proposed Rule Change Relating to Additional Mark-Up Policy for Transactions in Debt Securities, Except Municipal Securities

Details

Resources