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Regulatory Release

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Annual Certification of Compliance and Supervisory Processes

Details

Rule Type

Notice

Release Number

34-55631

SEC Issue Date

April 13, 2007 | 3:16 pm ET

Federal Register Publish Date

April 19, 2007 | 12:22 am ET

Document Citation

72 FR 19733

Resources

Rel. No. 34-55631

Federal Register Version

SRO Organization

National Stock Exchange (NSX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Annual Certification of Compliance and Supervisory Processes

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Annual Certification of Compliance and Supervisory Processes

Details

Resources