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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Effective Date of Amendments to NASD's Order Audit Trail System Rules

Details

Rule Type

Notice

Release Number

34-55440

SEC Issue Date

March 9, 2007 | 2:17 pm ET

Federal Register Publish Date

March 19, 2007 | 12:24 am ET

Document Citation

72 FR 12852

Resources

34-55440

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Effective Date of Amendments to NASD's Order Audit Trail System Rules

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Effective Date of Amendments to NASD's Order Audit Trail System Rules

Details

Resources