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Regulatory Release

Notice of Filing of a Proposed Rule Change to Amend NASD Rule 7010(k) Relating to Transaction Reporting and Compliance Engine Transaction Data

Details

Rule Type

Notice

Release Number

34-55180

SEC Issue Date

Jan. 26, 2007 | 2:17 pm ET

Federal Register Publish Date

Feb. 2, 2007 | 12:24 am ET

Document Citation

72 FR 5095

Resources

Rel. No. 34-55180

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change to Amend NASD Rule 7010(k) Relating to Transaction Reporting and Compliance Engine Transaction Data

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change to Amend NASD Rule 7010(k) Relating to Transaction Reporting and Compliance Engine Transaction Data

Details

Resources