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Regulatory Release

Notice of Filing of Amendment Nos. 3, 4, and 5 to a Proposed Rule Change Relating to Additional Mark-Up Policy for Transactions in Debt Securities, Except Municipal Securities

Details

Rule Type

Notice

Release Number

34-54799

SEC Issue Date

Nov. 21, 2006 | 2:17 pm ET

Federal Register Publish Date

Nov. 28, 2006 | 12:24 am ET

Document Citation

71 FR 68856

Resources

Rel. No. 34-54799

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 29, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Amendment Nos. 3, 4, and 5 to a Proposed Rule Change Relating to Additional Mark-Up Policy for Transactions in Debt Securities, Except Municipal Securities

Details

Resources

More in this Section

Notice of Filing of Amendment Nos. 3, 4, and 5 to a Proposed Rule Change Relating to Additional Mark-Up Policy for Transactions in Debt Securities, Except Municipal Securities

Details

Resources