Order Rule

Notice of Filing of Proposed Rule Change Relating to Position Limits and Position Reporting Obligations for Conventional Index and Equity Options

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-53189

SEC Issue Date

Jan. 30, 2006

Federal Register Publish Date

Feb. 6, 2006

Document Citation

71 FR 6117

Resources

Notice Rule: SEC Issued Version (pdf 150.42 KB)

Notice Rule: Federal Register Version

Rel. No. 34-54755

View Received Comments

Last Reviewed or Updated: Jan. 30, 2006

Resources

Order Rule: SEC Issued Version (pdf 256.8 KB)

Order Rule: Federal Register Version

Rel. No. 34-53189

Details

Public Comments Due

Feb. 27, 2006

File Number

SR-NASD-2006-007

Rule Type

Order

Release Number

34-54755

SEC Issue Date

Nov. 15, 2006

Federal Register Publish Date

Nov. 22, 2006

Document Citation

71 FR 67675

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Relating to Position Limits and Position Reporting Obligations for Conventional Index and Equity Options

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change Relating to Position Limits and Position Reporting Obligations for Conventional Index and Equity Options

Public Comments

Notice Rule (34-53189)

Resources

Resources

Details