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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 11890(b)(2) To Allow NASD To Designate Officers To Take Action Under the Rule With Respect to Clearly Erroneous Transactions

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Nov. 3, 2006

Resources

Notice Rule: SEC Issued Version (pdf 51.95 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 30, 2006

File Number

SR-NASD-2006-121

Rule Type

Notice

Release Number

34-54702

SEC Issue Date

Nov. 3, 2006

Federal Register Publish Date

Nov. 9, 2006

Document Citation

71 FR 65860

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 11890(b)(2) To Allow NASD To Designate Officers To Take Action Under the Rule With Respect to Clearly Erroneous Transactions

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 11890(b)(2) To Allow NASD To Designate Officers To Take Action Under the Rule With Respect to Clearly Erroneous Transactions

Resources

Details