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Regulatory Release

Notice of Filing of a Proposed Rule Change Relating to TRACE Requirements in Connection With the Exercise or Settlement of Options, Swaps, or Similar Instruments

Details

Rule Type

Notice

Release Number

34-54681

SEC Issue Date

Nov. 1, 2006 | 2:17 pm ET

Federal Register Publish Date

Nov. 8, 2006 | 12:24 am ET

Document Citation

71 FR 65555

Resources

34-54681

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change Relating to TRACE Requirements in Connection With the Exercise or Settlement of Options, Swaps, or Similar Instruments

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change Relating to TRACE Requirements in Connection With the Exercise or Settlement of Options, Swaps, or Similar Instruments

Details

Resources