Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to NYSE Rule 472 and NASD Rule 2711

Details

Rule Type

Notice

Release Number

34-54616

SEC Issue Date

Oct. 17, 2006 | 3:02 pm ET

Federal Register Publish Date

Oct. 24, 2006 | 11:56 pm ET

Document Citation

71 FR 62331

Resources

34-54616

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to NYSE Rule 472 and NASD Rule 2711

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to NYSE Rule 472 and NASD Rule 2711

Details

Resources