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Regulatory Release

Order Granting Approval of Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc.

Details

Rule Type

Order

Release Number

34-54136

SEC Issue Date

July 12, 2006 | 2:42 pm ET

Federal Register Publish Date

July 18, 2006 | 10:05 am ET

Document Citation

71 FR 40759

Resources

Release No. 34-54136

Federal Register Version

SRO Organization

17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Approval of Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc.

Details

Resources

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Order Granting Approval of Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc.

Details

Resources