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Regulatory Release

Order Granting Accelerated Approval of Amendment No. 4 to the Proposed Rule Change, to Adopt NASD Rule 2441 to Require Disclosure and Consent When Trading on a Net Basis With Customers

Details

Rule Type

Order

Release Number

34-54088

SEC Issue Date

June 30, 2006 | 3:17 pm ET

Federal Register Publish Date

July 10, 2006 | 12:24 am ET

Document Citation

71 FR 38950

Resources

Rel. No. 34-54088

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 29, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Accelerated Approval of Amendment No. 4 to the Proposed Rule Change, to Adopt NASD Rule 2441 to Require Disclosure and Consent When Trading on a Net Basis With Customers

Details

Resources

More in this Section

Order Granting Accelerated Approval of Amendment No. 4 to the Proposed Rule Change, to Adopt NASD Rule 2441 to Require Disclosure and Consent When Trading on a Net Basis With Customers

Details

Resources