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Regulatory Release

Notice of Filing Amendment No. 2 to Proposed Rule Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities

Details

Rule Type

Notice

Release Number

34-54023

SEC Issue Date

June 21, 2006 | 3:17 pm ET

Federal Register Publish Date

June 28, 2006 | 12:24 am ET

Document Citation

71 FR 36840

Resources

Rel. Nos. 34-54023

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 23, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing Amendment No. 2 to Proposed Rule Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities

Details

Resources

More in this Section

Notice of Filing Amendment No. 2 to Proposed Rule Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities

Details

Resources