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Regulatory Release

Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc.

Details

Rule Type

Notice

Release Number

34-53628

SEC Issue Date

April 10, 2006 | 2:42 pm ET

Federal Register Publish Date

April 17, 2006 | 10:05 am ET

Document Citation

71 FR 19763

Resources

Release No. 34-53628

Federal Register Version

SRO Organization

17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc.

Details

Resources

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Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc.

Details

Resources