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Regulatory Release

Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Submission of SEC Rule 15c2-11 Information on Non-Nasdaq Securities

Details

Rule Type

Order

Release Number

34-53556

SEC Issue Date

March 27, 2006 | 2:17 pm ET

Federal Register Publish Date

April 3, 2006 | 12:24 am ET

Document Citation

71 FR 16603

Resources

Rel. No. 34-53556

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Submission of SEC Rule 15c2-11 Information on Non-Nasdaq Securities

Details

Resources

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Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Submission of SEC Rule 15c2-11 Information on Non-Nasdaq Securities

Details

Resources