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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Guidance Regarding Firms' Obligations Under NASD Rule 2111 Regarding Market Order Protection

Details

Rule Type

Notice

Release Number

34-53149

SEC Issue Date

Jan. 19, 2006 | 2:17 pm ET

Federal Register Publish Date

Jan. 31, 2006 | 12:24 am ET

Document Citation

71 FR 5097

Resources

34-53149

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Guidance Regarding Firms' Obligations Under NASD Rule 2111 Regarding Market Order Protection

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Guidance Regarding Firms' Obligations Under NASD Rule 2111 Regarding Market Order Protection

Details

Resources