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Regulatory Release

Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Sub-Penny Restrictions for Non-Nasdaq Over-the-Counter Equity Securities

Details

Rule Type

Notice

Release Number

34-53024

SEC Issue Date

Dec. 27, 2005 | 2:17 pm ET

Federal Register Publish Date

Jan. 3, 2006 | 12:24 am ET

Document Citation

71 FR 159

Resources

Rel. No. 34-53024

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 23, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Sub-Penny Restrictions for Non-Nasdaq Over-the-Counter Equity Securities

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Sub-Penny Restrictions for Non-Nasdaq Over-the-Counter Equity Securities

Details

Resources