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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Session Fee Increase for the Regulatory Element of the Continuing Education Requirements of NASD Rule 1120

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 13, 2005

Resources

Notice Rule: SEC Issued Version (pdf 47.89 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 10, 2006

File Number

SR-NASD-2005-132

Rule Type

Notice

Release Number

34-52947

SEC Issue Date

Dec. 13, 2005

Federal Register Publish Date

Dec. 20, 2005

Document Citation

70 FR 75517

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Session Fee Increase for the Regulatory Element of the Continuing Education Requirements of NASD Rule 1120

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Session Fee Increase for the Regulatory Element of the Continuing Education Requirements of NASD Rule 1120

Resources

Details