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Regulatory Release

Order Approving Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems

Details

Rule Type

Order

Release Number

34-52807

SEC Issue Date

Nov. 18, 2005 | 2:16 pm ET

Federal Register Publish Date

Nov. 28, 2005 | 12:22 am ET

Document Citation

70 FR 71352

Resources

Rel. No. 34-52807

Federal Register Version

SRO Organization

National Stock Exchange (NSX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems

Details

Resources

More in this Section

Order Approving Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems

Details

Resources