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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rule 3012, Rule 3013, and IM-3013

Details

Rule Type

Notice

Release Number

34-52727

SEC Issue Date

Nov. 3, 2005 | 2:17 pm ET

Federal Register Publish Date

Nov. 9, 2005 | 12:24 am ET

Document Citation

70 FR 68122

Resources

34-52727

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rule 3012, Rule 3013, and IM-3013

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rule 3012, Rule 3013, and IM-3013

Details

Resources