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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Repeal NASD Rule 6440(f)

Details

Rule Type

Notice

Release Number

34-52722

SEC Issue Date

Nov. 2, 2005 | 2:17 pm ET

Federal Register Publish Date

Nov. 9, 2005 | 12:24 am ET

Document Citation

70 FR 68120

Resources

34-52722

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Repeal NASD Rule 6440(f)

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Repeal NASD Rule 6440(f)

Details

Resources