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Regulatory Release

Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish Fee and Notice Requirements for Substitution Listing Events and Other Corporate Changes

Details

Rule Type

Order

Release Number

34-52712

SEC Issue Date

Nov. 1, 2005 | 2:17 pm ET

Federal Register Publish Date

Nov. 7, 2005 | 12:24 am ET

Document Citation

70 FR 67511

Resources

Rel. No. 34-52712

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish Fee and Notice Requirements for Substitution Listing Events and Other Corporate Changes

Details

Resources

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Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish Fee and Notice Requirements for Substitution Listing Events and Other Corporate Changes

Details

Resources