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Regulatory Release

Notice of Filing of Amendments No. 3 and 4 to Proposed Rule Change To Amend NASD Rule 2320(a) Governing Best Execution

Details

Rule Type

Notice

Release Number

34-52637

SEC Issue Date

Oct. 19, 2005 | 3:17 pm ET

Federal Register Publish Date

Oct. 26, 2005 | 12:24 am ET

Document Citation

70 FR 61861

Resources

Rel. No. 34-52637

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 29, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Amendments No. 3 and 4 to Proposed Rule Change To Amend NASD Rule 2320(a) Governing Best Execution

Details

Resources

More in this Section

Notice of Filing of Amendments No. 3 and 4 to Proposed Rule Change To Amend NASD Rule 2320(a) Governing Best Execution

Details

Resources