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Regulatory Release

Order Approving Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5 and 6 Thereto Relating to Proposed Uniform Definition of "Branch Office" Under NASD Rule 3010(g)(2)

Details

Rule Type

Order

Release Number

34-52403

SEC Issue Date

Sept. 9, 2005 | 3:17 pm ET

Federal Register Publish Date

Sept. 16, 2005 | 12:24 am ET

Document Citation

70 FR 54782

Resources

Rel. No. 34-52403

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 29, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5 and 6 Thereto Relating to Proposed Uniform Definition of "Branch Office" Under NASD Rule 3010(g)(2)

Details

Resources

More in this Section

Order Approving Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5 and 6 Thereto Relating to Proposed Uniform Definition of "Branch Office" Under NASD Rule 3010(g)(2)

Details

Resources