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Regulatory Release

Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Reporting of Data to Clearing Firms by Correspondent Firms

Details

Rule Type

Notice

Release Number

34-52059

SEC Issue Date

July 19, 2005 | 3:17 pm ET

Federal Register Publish Date

July 26, 2005 | 12:23 am ET

Document Citation

70 FR 43204

Resources

Rel. No. 34-52059

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 23, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Reporting of Data to Clearing Firms by Correspondent Firms

Details

Resources

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Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Reporting of Data to Clearing Firms by Correspondent Firms

Details

Resources