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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of "Non-Professional" and Use of TRACE Transaction Data

Details

Rule Type

Notice

Release Number

34-51929

SEC Issue Date

June 28, 2005 | 3:17 pm ET

Federal Register Publish Date

July 6, 2005 | 12:23 am ET

Document Citation

70 FR 38992

Resources

34-51929

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of "Non-Professional" and Use of TRACE Transaction Data

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of "Non-Professional" and Use of TRACE Transaction Data

Details

Resources