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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of "Non-Professional" and Use of TRACE Transaction Data

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: June 28, 2005

Resources

Notice Rule: SEC Issued Version (pdf 86.15 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 27, 2005

File Number

SR-NASD-2005-083

Rule Type

Notice

Release Number

34-51929

SEC Issue Date

June 28, 2005

Federal Register Publish Date

July 6, 2005

Document Citation

70 FR 38992

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of "Non-Professional" and Use of TRACE Transaction Data

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of "Non-Professional" and Use of TRACE Transaction Data

Resources

Details