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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for an Additional Two-Year Period NASD's Authority Under the Cease and Desist Pilot Program

Details

Rule Type

Notice

Release Number

34-51860

SEC Issue Date

June 16, 2005 | 3:17 pm ET

Federal Register Publish Date

June 23, 2005 | 12:23 am ET

Document Citation

70 FR 36427

Resources

34-51860

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for an Additional Two-Year Period NASD's Authority Under the Cease and Desist Pilot Program

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for an Additional Two-Year Period NASD's Authority Under the Cease and Desist Pilot Program

Details

Resources