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Regulatory Release

Order Approving Proposed Rule Change To Enhance Automated Customer Account Transfer Service To Permit the Automated Notification of Changes to the Broker-Dealer of Record for Applicable Insurance Products

Details

Rule Type

Order

Release Number

34-51753

SEC Issue Date

May 27, 2005 | 3:01 pm ET

Federal Register Publish Date

June 6, 2005 | 11:54 pm ET

Document Citation

70 FR 32859

Resources

Rel. No. 34-51753

Federal Register Version

SRO Organization

National Securities Clearing Corporation

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change To Enhance Automated Customer Account Transfer Service To Permit the Automated Notification of Changes to the Broker-Dealer of Record for Applicable Insurance Products

Details

Resources

More in this Section

Order Approving Proposed Rule Change To Enhance Automated Customer Account Transfer Service To Permit the Automated Notification of Changes to the Broker-Dealer of Record for Applicable Insurance Products

Details

Resources