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Regulatory Release

Notice of Filing of a Proposed Rule Change Relating to Timely Notification of Significant Events That Effect a Change in Control of a Member or Could Have a Substantial Impact on a Member's Business or Financial Condition

Details

Rule Type

Notice

Release Number

34-51643

SEC Issue Date

May 2, 2005 | 2:48 pm ET

Federal Register Publish Date

May 10, 2005 | 11:31 pm ET

Document Citation

70 FR 24665

Resources

Rel. No. 34-51643

Federal Register Version

SRO Organization

Fixed Income Clearing Corporation (FICC)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change Relating to Timely Notification of Significant Events That Effect a Change in Control of a Member or Could Have a Substantial Impact on a Member's Business or Financial Condition

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change Relating to Timely Notification of Significant Events That Effect a Change in Control of a Member or Could Have a Substantial Impact on a Member's Business or Financial Condition

Details

Resources