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Regulatory Release

Order Approving Proposed Rule Change by the American Stock Exchange LLC To Require Members To Complete Systems Training and To Include Violations of This Requirement in Its Minor Rule Violation Plan

Details

Rule Type

Order

Release Number

34-51502

SEC Issue Date

April 7, 2005 | 3:19 pm ET

Federal Register Publish Date

April 13, 2005 | 12:27 am ET

Document Citation

70 FR 19535

Resources

Rel. No. 34-51502

Federal Register Version

SRO Organization

American Stock Exchange (Amex)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change by the American Stock Exchange LLC To Require Members To Complete Systems Training and To Include Violations of This Requirement in Its Minor Rule Violation Plan

Details

Resources

More in this Section

Order Approving Proposed Rule Change by the American Stock Exchange LLC To Require Members To Complete Systems Training and To Include Violations of This Requirement in Its Minor Rule Violation Plan

Details

Resources