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Regulatory Release

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Specialist Liability for Failure To Send a Report to an Order-Providing Member

Details

Rule Type

Notice

Release Number

34-51471

SEC Issue Date

April 4, 2005 | 3:19 pm ET

Federal Register Publish Date

April 11, 2005 | 12:27 am ET

Document Citation

70 FR 18443

Resources

34-51471

Federal Register Version

SRO Organization

American Stock Exchange (Amex)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Specialist Liability for Failure To Send a Report to an Order-Providing Member

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Specialist Liability for Failure To Send a Report to an Order-Providing Member

Details

Resources