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Regulatory Release

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Disclosure and Consent Requirements When Trading on a Net Basis With Customers

Details

Rule Type

Notice

Release Number

34-51457

SEC Issue Date

March 31, 2005 | 2:17 pm ET

Federal Register Publish Date

April 6, 2005 | 12:23 am ET

Document Citation

70 FR 17489

Resources

Rel. No. 34-51457

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 29, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Disclosure and Consent Requirements When Trading on a Net Basis With Customers

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Disclosure and Consent Requirements When Trading on a Net Basis With Customers

Details

Resources