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Regulatory Release

Order Approving Proposed Rule Change To Provide Interpretive Guidance to Members Regarding the Criteria Used To Place Members on Surveillance Status

Details

Rule Type

Order

Release Number

34-51355

SEC Issue Date

March 10, 2005 | 1:48 pm ET

Federal Register Publish Date

March 16, 2005 | 11:31 pm ET

Document Citation

70 FR 12919

Resources

Rel. No. 34-51355

Federal Register Version

SRO Organization

Fixed Income Clearing Corporation (FICC)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change To Provide Interpretive Guidance to Members Regarding the Criteria Used To Place Members on Surveillance Status

Details

Resources

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Order Approving Proposed Rule Change To Provide Interpretive Guidance to Members Regarding the Criteria Used To Place Members on Surveillance Status

Details

Resources