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Regulatory Release

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Adopt an Additional Mark-Up Policy for Transactions in Debt Securities Except Municipal Securities

Details

Rule Type

Notice

Release Number

34-51338

SEC Issue Date

March 9, 2005 | 2:17 pm ET

Federal Register Publish Date

March 15, 2005 | 12:23 am ET

Document Citation

70 FR 12764

Resources

Rel. No. 34-51338

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 29, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Adopt an Additional Mark-Up Policy for Transactions in Debt Securities Except Municipal Securities

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Adopt an Additional Mark-Up Policy for Transactions in Debt Securities Except Municipal Securities

Details

Resources