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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Clarifying Members' Obligations To Report Cancelled Trades

Details

Rule Type

Notice

Release Number

34-51278

SEC Issue Date

Feb. 28, 2005 | 2:17 pm ET

Federal Register Publish Date

March 7, 2005 | 12:23 am ET

Document Citation

70 FR 11036

Resources

34-51278

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Clarifying Members' Obligations To Report Cancelled Trades

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Clarifying Members' Obligations To Report Cancelled Trades

Details

Resources